Anonymous Case Histories
Anonymous Case Histories ("ACHs") are detailed summaries of cases decided by CFP Board’s Disciplinary and Ethics Commission ("DEC"), the body responsible for hearing allegations of misconduct by CFP® professionals and reviewing the conduct of candidates for CFP® certification. ACHs identify the issue or issues in the case, provide a detailed description of the DEC’s factual findings, and provide the DEC’s rationale for whether a rule was violated and its reasoning for the outcome. ACHs do not include the name of the CFP® professional involved.
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