The self-reporting form is used by a CFP® professional to report to CFP Board any disclosable event, as detailed within Standard E.3 of the Standards of Conduct. Written notice to CFP Board must be provided within thirty (30) calendar days of both the initiation and conclusion of the reportable matter.
Instructions: Please complete all relevant fields in this form and provide all documentation related to the disclosable event. Not every report results in an investigation by CFP Board, but in the event that further information is necessary, CFP Board staff will contact you.
If you have questions about your submission, you may contact us at firstname.lastname@example.org.