A compilation of updates outlining CFP Board's work to strengthen enforcement of the Code of Ethics and Standards of Conduct.
The Code and Standards became effective October 2019 and has been enforced since June 2020.
Over the past several years, CFP Board updated the ethical standards for CFP® professionals — our Code of Ethics and Standards of Conduct, which became effective October 2019 and has been enforced since June 2020 — and has invested significant resources, both financially and operationally, to strengthen the enforcement of the Code and Standards. As our work to strengthen our enforcement processes has continued, CFP Board has shared frequent updates with CFP® professionals and other stakeholders.
CFP Board’s communications to stakeholders about the enforcement updates can be accessed from the list below.
CFP Board Adopts Key Governance Changes to Strengthen Organization, as Part of a Broader Effort to Enhance the Work of the Organization, Which Includes Recent Reforms to Its Enforcement Program
July 17, 2020:
CEO Kevin Keller Shares Enforcement Update: CFP Board Strengthens the Enforcement Program for its Code of Ethics and Standards of Conduct
December 18, 2019:
[Video] Susan John, CFP®, 2019 Chair of CFP Board’s Board of Directors, and Kevin Keller, CFP Board's CEO, Share Updates on the Independent Task Force on Enforcement and the Board of Directors’ Preliminary Response during CFP® Certificant Connection Webinar