Description
This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective July 1, 2024.
Learning Objectives
By the end of this program, the participant should be able to:
LO 1: Recognize when a CFP® professional is providing Financial Advice.
LO 2: Apply the Fiduciary Duty.
LO 3: Describe the Financial Planning process.
LO 4: Determine what information must be provided to the client and when to document the exchange of
information.
LO 5: Identify duties when using or referring other service providers or technologies.
LO 6: Describe the CFP Board enforcement process.