Description
This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
Learning Objectives
- Recognize when you are providing financial advice as a CFP® professional;
- Apply the fiduciary duty appropriately in your practice;
- Describe situations where financial advice requires financial planning and understand the additional responsibilities associated with such planning activities
- Determine what information you must provide to the Client and when to document the exchange of information
- Identify your duties when you are using or referring other service providers or technologies
- Describe the process followed by CFP Board to uphold the integrity of, and compliance with, the Code and Standards