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The Advisors Guide to Annuities and Ethical Practices

Topic

General Principles of Financial Planning

Program ID

234872

Hours

10

Format

Self-Study / Other

Complexity

Advanced

Description

This course has been developed to give the financial and insurance professional a complete guide to understanding annuities, annuity tax laws and contract structure, and their suitability and ethical marketing practices.

Learning Objectives

• Present the history and basic use of annuities • Define the various classifications and relative terms • Assist clients in selecting suitable investment vehicles • Calculate rates, charges, fees and distribution • Apply annuity tax laws and FINRA rules • Identify the parties to an annuity contract • Structure the contract to best benefit the client • List unfair marketing practices including anti-money laundering • Reinforce their own ethical standards and principles