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Finance and Information Technology

Kevin Yea

Chief Financial Officer

Dave Mazulla

Director, IT

Corporate Relations

Joseph V. Maugeri, CFP®

Managing Director, Corporate Relations

Kim Hayes, CFP®

Director, Corporate Relations

Nicholas Tarsa

Manager, Firm Programs, Corporate Relations


Elizabeth M. Stewart, Esq., M.A.

Chief Operating Officer


Tom Sporkin, JD

Managing Director of Enforcement

Adam R. Zajac, JD, LL.M.

Director, Investigations

Professional Practice

John M. Loper, CFP®, MBA

Managing Director, Professional Practice (Education, Examination, and Experience)

Ibidun Layi-Ojo, M.S., ICE-CCP, SPHR, SHRM-SCP

Director, Examinations

Alex Torres

Director, Continuing Education & Experience

Marketing & Communications

James N. Katsaounis, M.S.

Managing Director, Marketing & Communications

August Adams, M.A.

Manager, Online Communications

Joseph Feese

Director, Public Relations

Jason Gudenius, PMP

Director, Marketing

Timothy Stifel, M.A.

Director, Stakeholder Communications

Professional Standards & Legal

Leo G. Rydzewski, JD, CAE

General Counsel

Erin Koeppel, JD

Deputy General Counsel – Adjudication

Center For Financial Planning

D.A. Abrams, CAE

Managing Director, Center For Financial Planning

Eddy Demirovic, MBA, PMP

Director, Talent Pipeline

Dawn Harris

Director, Diversity & Inclusion

Public Policy

Maureen Thompson

Vice President of Public Policy