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The Disciplinary and Ethics Commission is charged with reviewing and taking appropriate action with respect to alleged violations of the Code of Ethics and Standards of Conduct and conduct reviewed pursuant to the Fitness Standards for Candidates and Professionals Eligible for Reinstatement.

Disciplinary and Ethics Commission Members

Chair
Angela Coleman, CFP®
Unified Trust Company, N.A.
Lexington, KY

Keith Barberis, CFP® 
Steward Partners Global Advisory
Bethesda, MD

Ty Bilderback, CFP®
 
Merrill Lynch
Greensboro, NC

Shelly-Ann Eweka, CFP® 
TIAA
Denver, CO

Kim Hayes, CFP® 
Waddell & Reed, Inc.
Overland Park, KS

Harvey Hutchinson, CFP®
Birmingham, AL

Karen Keatley, CFP®
Modera Wealth Management, LLC
Charlotte, NC

Stephanie King, CFP®
Charles Schwab
Phoenix, AZ

Chun Lee, CFP®
LPL Financial
Edmonds, WA

Sue Rogan
CASH Campaign of Maryland
Baltimore, MD

Gary Strickland, Esq.
Warner Angle Hallman Jackson & Formanek PLC
Phoenix, AZ

Jeffrey Weekes, CFP®
Morgan Stanley Wealth Management
Stroudsburg, PA

Interested in contributing to CFP Board's work through service on the Disciplinary and Ethics Commission?
SUBMIT A VOLUNTEER APPLICATION