Skip to main content

The Disciplinary and Ethics Commission is charged with reviewing and taking appropriate action with respect to alleged violations of the Code of Ethics and Standards of Conduct and conduct reviewed pursuant to the Fitness Standards for Candidates and Professionals Eligible for Reinstatement.

Disciplinary and Ethics Commission Members

Chair
Stephanie King, CFP®
Charles Schwab
TD Ameritrade
Phoenix, AZ

Keith Barberis, CFP® 
Steward Partners Global Advisory
Bethesda, MD

Chris Beard, CFP ®
Professional Planning & Wealth, LLC
Greenville, SC

Michael L. Beaulieu, CFP®
MAI Capital Management, LLC
Ponte Vedra, FL

Alan Besnoff, CFP®
Securities Expert Witness & Litigation Support, LLC
Fremont, NH

Ty Bilderback, CFP® 
Merrill Lynch
Greensboro, NC

James Bryan, CFP® 
Cahill Financial Advisors, LLC
Edina, MN

Christine Cheng Medeiros, CFP®
Eagle Strategies
Honolulu, HI

Cheryl Costa, CFP®
Woodside Wealth Management
Sudbury, MA

Catheryne DiPrete, CFP®
Morgan Stanley
Novato, CA

Phil Fazio, CFP®
Merrill Lynch, Pierce, Fenner & Smith, Incorporated
Lighthouse Pt., FL

Jack Harmon II, CFP®
Harmon Financial
Roswell, GA

Harvey Hutchinson, CFP®
Money Education
Birmingham, AL

Bryan Jackson, CFP®
VisionPoint Advisory Group
Dallas, TX

Ben Johnson, CFP®
Morgan Stanley
Austin, TX

Tara Johnson, CFP® 
Sovereign Wealth Advisors
Bellevue, WA

John MacLean, CFP®
Fidelity Investments
Roanoke, TX

Maurice Miller, CFP®
MassMutual Great Lakes
Detroit, MI

Matt Murphy, CFP®
Murphy Capital Advisors, LLC
Goodyear, AZ

Sue Rogan
CASH Campaign of Maryland
Baltimore, MD

Clarence Darrow Richardson, Jr., Esq.
Newton Center, MA

Gary Strickland, Esq.
Warner Angle Hallman Jackson & Formanek PLC
Phoenix, AZ

Richard Vanderheiden, Esq.
Scottsdale, AZ

 

Interested in contributing to CFP Board's work through service on the Disciplinary and Ethics Commission?
SUBMIT A VOLUNTEER APPLICATION