Commission on Sanctions and Fitness
Learn more about the Adopted Changes
Learn about the Commission and Watch a Virtual Forum About Their Work
The Commission on Sanctions and Fitness is responsible for reviewing and recommending changes to CFP Board’s Sanction Guidelines and Fitness Standards for Candidates for CFP® Certification and Former Professionals Seeking Reinstatement (“Fitness Standards”). The group is comprised of members of the public, consumer advocates, individuals with regulatory experience, and CFP® professionals representing various business and compensation models.
COMMISSION Members
Michael Branham, CFP®
Partner and Senior Financial Planner
The Planning Center, Inc.
Shelly-Ann Eweka, CFP®
Wealth Management Director
TIAA
Stephen W. Hall
Legal Director and Securities Specialist
Better Markets
Christine Hines
Legislative Director
National Association of Consumer Advocates
Elizabeth Jeter Hrubala, CFP®
President and Owner
Jeter Hrubala Wealth Strategies, LLC
Joseph M. Miller, CFP®
Chief Operating Officer
Envestnet MoneyGuide
Dave O’Brien, CFP®
Principal and Founder
EVOadvisers
Christopher Rand, CFP®
Managing Partner
FIDES Wealth Strategies Group and the Wealth Consulting Group
Craig C. Reaves
Attorney
Reaves Law Firm, P.C.
Russell G. Ryan
Partner
King & Spalding, LLP
Andrea Seidt
Ohio Securities Commissioner
Ohio Department of Commerce, Division of Securities
Linda Sherry
Director of National Priorities and Chief Spokesperson
Consumer Action
Joe Sicchitano, CFP®
Head of Wealth Planning and Advice Delivery
Truist (formerly SunTrust Bank)
Demetra Sullivan, CFP®
Vice President, Regional Market Executive
Charles Schwab
Jeffrey Weekes, CFP®
Vice President-Financial Advisor and Senior Portfolio Manager
Morgan Stanley