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Guide
Guide to Managing Conflicts
The Duty to Manage Conflicts of Interest is one of the most important duties of a CFP® professional set forth in CFP Board’s Code of Ethics and Standards of Conduct. This guide addresses some approaches a CFP® professional may take to fulfill that duty, and presents a three-step process that a CFP® professional should take in developing and adopting business practices for conflicts management.
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This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.