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Guide
Financial Planning Engagements Disclosure Guide
REVIEW CFP BOARD'S SAMPLE FINANCIAL Planning ENGAGEMENT LETTER
Review Sample Engagement Letter CFP Board presents this Financial Planning Engagements Disclosure Guide to help CFP® professionals effectively disclose to clients all information required by the Code of Ethics and Standards of Conduct (more specifically, the Duty to Provide Information to a Client). This reference guide, which originally appeared in the Roadmap to the Code and Standards breaks down the information that CFP® professionals must provide to Clients, which documents those disclosures might be found in, and when and how those disclosures must be provided.
Download the Financial Planning Engagements Disclosure Guide
Access More Guidance Materials
This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.