How CFP® Professionals Apply the Code and Standards in Team Settings
CFP Board’s Code of Ethics and Standards of Conduct (“Code and Standards”) provides detailed requirements for recommending, engaging, and working with additional persons. This video explores the obligations that make up a CFP® professional's duties when working with other financial and services professionals.
Access More Guidance Materials
This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.