The Sixth and Seventh Steps of the Financial Planning Process
CFP Board’s Code of Ethics and Standards of Conduct (“Code and Standards”), provides detailed requirements for the Financial Planning process, and increases the number of steps in the Financial Planning process from six to seven. Watch this video for an overview of the sixth and seventh steps:
- Implementing the Financial Planning Recommendation(s)
- Monitoring Progress and Updating
Read more FAQs
These FAQs are part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.