SEC to Tackle 'Fiduciary' Definition with DOL Rule Stalled

In light of a setback for the Department of Labor's fiduciary rule, the SEC's Investor Advisory Committee aims to clarify when the fiduciary standard applies. The agenda for the committee's meeting on September 19 includes a discussion on fiduciary, featuring panelists such as Erin Koeppel, CFP Board’s Managing Director of Government Relations and Public Policy Counsel.

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