Compliance, Regulation & Data Privacy in the Age of AI

Join CFP Board for a compliance-centered deep dive leveraging CFP Board’s Generative AI Ethics Guide, covering confidentiality, privacy, accuracy, bias, recordkeeping, disclosure and the CFP® professional’s continued responsibility for any AI-assisted work product. Learn practical safeguards for ethically integrating generative AI into your practice.

Moderator

• Leo G. Rydzewski, JD, CAE, General Counsel, CFP Board

Panelists

• Joel P. Bruckenstein, CFP®, CFS, CMFC, President, Technology Tools for Today (T3)
• Brian Hamburger, JD, CRCP, founder and CEO of MarketCounsel, The Hamburger Law Firm and CNSL Management
• Chelsea Ransom-Cooper, CFP®, Chief Financial Planning Officer, Zenith Wealth Partners
• Brian Woldow, JD, Chief Compliance Officer, Betterment

During this free webinar, you'll learn how to:

1. Apply CFP Board's Generative AI Ethics Guide to support the responsible and ethical use of AI in your financial planning practice.
2. Identify compliance, privacy, confidentiality and cybersecurity considerations when using generative AI tools with client information.
3. Evaluate AI-generated content for accuracy, bias and appropriateness before incorporating it into client communications or work product.
4. Implement practical safeguards and governance practices that help ensure AI-assisted work complies with professional and regulatory responsibilities.