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In the News

CFP Board Weighs Monetary Penalties in Tougher Sanctions Plan

By Melanie Waddell July 30, 2021 ThinkAdvisor

Proposed changes to CFP Board’s Sanction Guidelines and Procedural Rules toughen the consequences for failure to timely report potential misconduct and ethical violations.

Read more at ThinkAdvisor

ThinkAdvisor
Melanie Waddell
July 30, 2021