In the News
CFP Board Wants Tougher Sanctions for Ethics, Conduct Violations
CFP Board’s proposed changes to its disciplinary procedures would create tougher sanctions for ethics and conduct violations. The proposed changes would apply to the Board’s guidelines that govern CFP® professionals, who make up about 1 in 5 financial advisors.
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Financial Advisor IQSam Del Rowe
July 29, 2021