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Alts Marketing 201: Rule 2210 and Reg. D Best Practices

Topic

General Principles of Financial Planning

Program ID

338313

Hours

1

Format

Live / Conference Session

Complexity

Advanced

Description

This session is intended to cover many important facets of alts marketing compliance, including a discussion regarding the proper use of Reg. D and the FINRA Rule 2210 content standards. Marketing of alts on websites should probably be included within this discussion.

Learning Objectives

This session is intended to cover many important facets of alts marketing compliance, including a discussion regarding the proper use of Reg. D and the FINRA Rule 2210 content standards. Learners will also hear cases by peers of marketing of alts on websites and the positive and negative experiences resulting.