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New Brochure Highlights Key Elements of New Code and Standards
https://www.cfp.net/news-events/announcements/2018/09/24/new-brochure-highlights-key-elements-of-new-code-and-standards

... Code and Standards. Initial resources, including a Commentary document and Side-by-side comparison of the new Code and Standards to the old Standards of Professional Conduct, are available on CFP Board’s website at www.CFP.net/Code. Additional resources will be posted as they become available. ...

Technical Revisions and Answers to Frequently Asked Questions for New Code of Ethics and Standards of Conduct
https://www.cfp.net/news-events/announcements/2018/11/27/technical-revisions-and-answers-to-frequently-asked-questions-for-new-code-of-ethics-and-standards-of-conduct

... Code and Standards, as revised by the technical revisions, will go into effect on October 1, 2019. Review a Redline Document Showing the Technical Revisions to the Code and Standards The Code and Standards document, and related resources, have all been updated to reflect the technical revisions, and ...

Review a Side-by-Side Comparison of the proposed revisions to the Standards of Professional Conduct to the current Standards
https://www.cfp.net/news-events/announcements/2017/07/26/review-a-side-by-side-comparison-of-the-proposed-revisions-to-the-standards-of-professional-conduct-to-the-current-standards

... updating standards related to financial planning. CFP Board has requested comments on proposed revisions to its Standards of Professional Conduct, which set forth the ethical standards for CFP® professionals. To assist with your review of the revised Standards, and examine detail on what's changed, ...

Recorded Webinar: Proposed Revisions to CFP Board’s Standards of Professional Conduct
https://www.cfp.net/news-events/announcements/2017/08/15/recorded-webinar-proposed-revisions-to-cfp-board-s-standards-of-professional-conduct

... Board’s Standards of Professional Conduct that were recently released for a 60-day public comment period that ends August 21, 2017. CFP Board's standards for ethics and practice are an essential part of the CFP® certification and an important element of the public's trust and confidence in CFP® ...

Academic Research Colloquium for Financial Planning and Related Disciplines
https://www.cfp.net/news-events/calendar-of-events/event-details/2018/02/20/default-calendar/academic-research-colloquium-for-financial-planning-and-related-disciplines

... Planning Standards Council and Financial Planning Standards Board, is hosting the second annual Academic Research Colloquium for Financial Planning and Related Disciplines on February 20-22, 2018, at the Renaissance Arlington Capital View Hotel in Arlington, VA. This international meeting of researchers, ...

Read the April CFP Board Report Newsletter
https://www.cfp.net/news-events/announcements/2019/04/26/read-the-april-cfp-board-report-newsletter

... Code and Standards Provides Quick Reference Guide for CFP® Professionals, Firms Focus on Ethics: Monitoring Progress and Updating New "Certificant Connections" Podcast Series March 2019 CFP® Examination Update New Guide Highlights Best Practices for Firms to Recruit and Retrain Talented Professionals ...

CFP Board Opposes Efforts to Preempt SEC Authority over Equity Indexed Annuities
https://www.cfp.net/news-events/announcements/2010/06/17/cfp-board-opposes-efforts-to-preempt-sec-authority-over-equity-indexed-annuities

... sales practices in connection with equity indexed annuities. In its letter, CFP Board urged Congress to ensure adequate investor protections in the sale of equity indexed annuities by allowing the SEC to exercise its appropriate authority over these products. Registration of these products with the ...

Recorded Webinar on Defining the Scope of the Engagement Now Available
https://www.cfp.net/news-events/announcements/2014/10/28/recorded-webinar-on-defining-the-scope-of-the-engagement-now-available

... Board’s Standards of Professional Conduct. Presented by Gayle Colman, CFP®, member of CFP Board’s Disciplinary and Ethics Commission, and Michael P. Shaw, Esq., CFP Board’s Managing Director, Professional Standards & Legal, the webinar addresses best practices to assist CFP® professionals ...

Recording of Webinar on Managing Conflicts of Interest Now Available
https://www.cfp.net/news-events/announcements/2013/02/26/recording-of-webinar-on-managing-conflicts-of-interest-now-available

... their practices, in order to comply with CFP Board’s Standards of Professional Conduct. Presented by Matthew Murphy, CFP®, member of CFP Board's Disciplinary and Ethics Commission, Rex Staples, CFP Board's Director of Investigations, and Adam Zajac, CFP Board's Adjudicatory Counsel, the topics ...

2020 Academic Research Colloquium
https://www.cfp.net/news-events/calendar-of-events/event-details/2020/02/20/default-calendar/2020-academic-research-colloquium

... Planning Standards Board and FP Canada, will showcase rigorous, relevant research within financial planning, as well as disciplines that directly or indirectly relate to the financial planning body of knowledge or financial planning practice. Register to Attend The agenda for the 2020 Colloquium ...

Update on Recent Proposals to Amend CE Requirements, Disciplinary Rules, Appeal Rules
https://www.cfp.net/news-events/announcements/2012/12/04/update-on-recent-proposals-to-amend-ce-requirements-disciplinary-rules-appeal-rules

... Planning Practice Standards and establishes a process for applying the Standards of Professional Conduct to actual professional activities. Read the full text of CFP Board's Disciplinary Rules and Procedures (PDF, 109KB) Read comments received by CFP Board (PDF, 61KB) Amendments to Appeal Rules Adopted, ...

2019 Academic Research Colloquium
https://www.cfp.net/news-events/calendar-of-events/event-details/2019/02/19/default-calendar/2019-academic-research-colloquium

... Planning Standards Council and Financial Planning Standards Board will showcase rigorous, relevant research within financial planning, as well as disciplines that directly or indirectly relate to the financial planning body of knowledge or financial planning practice. The agenda for the 2019 Colloquium ...

April 18, 2016
https://www.cfp.net/news-events/newsletters/cfp-board-report/april-18-2016

... fiduciary standard while making important changes that address practical concerns raised by us and others. Below is a summary of the significant changes made by the DOL in the Final Rule. We hope this summary provides our stakeholders with a broad based understanding of the Final Rule. Best ...

May 25, 2017
https://www.cfp.net/news-events/newsletters/cfp-board-report/may-25-2017

... its Standards of Professional Conduct. This year, we are in a similar process, with an updated set of proposed revisions to our Standards that we anticipate releasing for public comment later this year. Through the Standards of Professional Conduct, CFP Board is advancing the role and value of ...

Practice Standards 500 - CFP Board
https://www.cfp.net/for-cfp-professionals/professional-standards-enforcement/current-standards-of-professional-conduct/standards-of-professional-conduct/financial-planning-practice-standards/practice-standards-500

Practice Standards 500Financial Planning Practice Standards Overview 100 Series: Establishing and Defining the Relationship with the Client 200 Series: Gathering Client Data 300 Series: Analyzing and Evaluating the Client's Financial Status 400 Series: Developing and Presenting the Financial Planning ...

Financial Planning Practice Standards - CFP Board
https://www.cfp.net/for-cfp-professionals/professional-standards-enforcement/current-standards-of-professional-conduct/standards-of-professional-conduct/financial-planning-practice-standards

... throughout the Practice Standards. The Explanation is not intended to establish a professional standard or duty beyond what is contained in the Practice Standard itself. Compliance with Practice Standards The practice of financial planning consistent with these Practice Standards is required for certificants ...

Financial Planning Standards Board Forms Committee to Oversee Global Financial Planning Competency, Ethics and Practice Standards
https://www.cfp.net/news-events/latest-news/2011/01/02/financial-planning-standards-board-forms-committee-to-oversee-global-financial-planning-competency-ethics-and-practice-standards

... ethics and practice standards for the financial planning profession. “We are pleased to have this distinguished, global group of certification and standards specialists overseeing FPSB’s standards-setting process,” said Corinna Dieters, FPSB Board chairperson. “In forming the committee, FPSB sought ...

Ethics CE Program Requirements
https://www.cfp.net/for-education-partners/continuing-education-providers/ethics-ce-sponsors/ethics-ce-program-requirements

... Best Practice specifications PowerPoint can be co-branded for Live presentations as long as it maintains the CFP Board masthead on each slide PowerPoint content can be co-branded and designed to suite the online format as long as it maintains the CFP Board logo on each content page Course Activities ...

Public Forums with CFP Board’s Commission on Standards
https://www.cfp.net/news-events/announcements/2016/02/02/public-forums-with-cfp-board-s-commission-on-standards

... Commission on Standards charged with reviewing and recommending proposed changes to CFP Board’s Terminology, Code of Ethics and Professional Responsibility, Rules of Conduct and Financial Planning Practice Standards, which can be found in CFP Board’s Standards of Professional Conduct. ...

New Book Explores Unique Area of Financial Planning Practice: Client Psychology
https://www.cfp.net/news-events/latest-news/2018/03/20/new-book-explores-unique-area-of-financial-planning-practice-client-psychology

... planning practice become more client-centered,” said Dr. Chaffin. “Client Psychology defines an entirely new area of research and practice, builds upon the financial planning body of knowledge, and is a practical resource for students and practitioners.” The 336-page book explores the ...

CFP Board Promotes John M. Loper, CFP® to Managing Director of Professional Practice
https://www.cfp.net/news-events/latest-news/2017/01/23/cfp-board-promotes-john-m.-loper-cfp-to-managing-director-of-professional-practice

... Board of Standards, Inc. (CFP Board) announced today that it has named John M. Loper, CFP® to Managing Director of Professional Practice, a newly created role in which he will lead multiple programs vital to advancing CFP® certification among prospective and existing CFP® professionals. ...

New Guide from CFP Board Center for Financial Planning Highlights Best Practices for Firms to Recruit and Retain Talented Professionals
https://www.cfp.net/news-events/latest-news/2019/04/16/new-guide-from-cfp-board-center-for-financial-planning-highlights-best-practices-for-firms-to-recruit-and-retain-talented-professionals

... business practices of nearly 400 firms. ABOUT CFP BOARD Certified Financial Planner Board of Standards, Inc. is the professional body for personal financial planners in the U.S. CFP Board sets standards for financial planning and administers the prestigious CFP® certification – one of the ...

CFP Board Provides Six-month Grace Period for Enforcement of new Standards
https://www.cfp.net/news-events/latest-news/2008/06/11/cfp-board-provides-six-month-grace-period-for-enforcement-of-new-standards

... current Standards of Professional Conduct. Those certificants who comply with the revised Standards will satisfy the requirements of the current Standards of Professional Conduct. The revised Standards maintain CFP Board’s high ethical standards and strengthen many key elements of those standards, ...

July 31, 2019
https://www.cfp.net/news-events/newsletters/cfp-board-report/july-31-2019

... Board’s Standards Resource Commission, and Leo Rydzewski, Esq., CFP Board’s General Counsel and Managing Director of Professional Standards, hosted a webinar to review key tools in CFP Board’s "Roadmap to the Code and Standards” reference guide, which distills essential information about the new Code ...

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