Investment Advisors Prefer More SEC Oversight to SRO

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Investment Advisors Prefer More SEC Oversight to SRO

Dec 15, 2011

"We firmly believe that the SEC should retain oversight of investment advisors and be given the tools to adequately do the job, including the option of imposing user fees, which will be the most appropriate and cost-effective way to achieve the most important goal — protecting investors," said Kevin Keller, chief executive officer of the CFP Board of Standards. Read more >

Financial Planning
Danielle Reed
December 15, 2011

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