Planners call on SEC to impose uniform fiduciary standard

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Planners call on SEC to impose uniform fiduciary standard

Jun 23, 2011
Current regulations insufficient to protect investors

The Financial Planning Coalition, which represents a collaboration of the Certified Financial Planner Board of Standards, Inc., the Financial Planning Association, and the National Association of Personal Financial Advisors, delivered a letter to the SEC urging it to apply a fiduciary standard to anyone providing personalized investment advice to retail clients. The letter was accompanied by a petition signed by more than 5,200 planners. Read more >

Investment Executive
James Langton
June 23, 2011

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