Previous Standards of Professional Conduct - CFP Board

For CFP® Professionals


Standards of Professional Conduct Before 2008

CFP Board's previous ethical standards, available for download below, were effective through June 30, 2008 and will be enforced for conduct that takes place on or before December 31, 2008.

Code of Ethics and Professional Responsibility (PDF, 304KB)

Financial Planning Practice Standards (PDF, 303KB)

Disciplinary Rules and Procedures (PDF, 297KB)

Candidate Fitness Standards (PDF, 322 KB)

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