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29696 – Anonymous Case History
Decision: Private Censure
Keyword(s): Fee-Only; Disclosure to Clients
Standard(s) Violated: Article 2.1
Matter Type(s): Other
Decision Date: 10/30/2015
Summary: Whether a CFP® professional (“Respondent”) violated CFP Board’s Standards of Professional Conduct when he represented his compensation method as “fee-only” while having active appoints as an insurance agent and related parties were earning commission compensation.

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