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29015 – Anonymous Case History
Decision: Dismiss--No Merit
Keyword(s): Fee-Only; Commission/Compensation
Matter Type(s): Other Professional Discipline
Decision Date: 12/17/2014
Summary: Whether a CFP® professional (“Respondent”) violated CFP Board’s Standards of Professional Conduct when he publicly misrepresented his compensation method as “fee only” to clients and prospective clients on CFP Board’s “Find a CFP® Professional” search tool.

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