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21350 – Anonymous Case History
Decision: Suspension
Keyword(s): Employer Policy Violation; Fraud Related to Professional Activity; Felony-Non-Violent Crime; Misrepresentation; Fitness
Standard(s) Violated: Article 102; 607
Matter Type(s): Criminal Court
Decision Date: 08/03/2011
Summary: Whether a CFP® professional (“Respondent”) violated CFP Board’s Standards of Professional Conduct by pleading no contest to a third-degree felony for transmitting materials harmful to a minor, when adjudication was withheld.

25970 – Anonymous Case History
Decision: Denied Petition
Keyword(s): Felony-Non-Violent Crime; Fitness
Matter Type(s): Civil Court; Criminal Court
Decision Date: 10/20/2011
Summary: Whether a registrant for CFP® certification (“Respondent”) could be certified when he was convicted of three felony counts of attempted gross sexual imposition and one felony count of gross sexual imposition within five years of applying for certification.

26440 – Anonymous Case History
Decision: Granted Petition
Keyword(s): Misdemeanor; Fitness; Felony-Non-Violent Crime
Matter Type(s): Criminal Court
Decision Date: 12/01/2011
Summary: Whether a candidate for CFP® certification ("Respondent") could be certified when he committed three theft-related felonies as a juvenile.

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