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30812 – Anonymous Case History
Decision: Granted---Legal-Reinstatement
Keyword(s): Legal-Reinstatement
Matter Type(s): Reinstatement
Decision Date: 06/01/2018
Summary:

Whether an applicant for CFP® Legal Reinstatement (“Respondent”) met CFP Board’s Fitness Standards when he endorsed an insurance form which misrepresented the terms and conditions of the insurance policy to clients.


30880 – Anonymous Case History
Decision: Granted---Legal-Reinstatement
Keyword(s): Reinstatement
Matter Type(s): Application-for-Reinstatement
Decision Date: 06/01/2018
Summary:

Whether a CFP® professional (“Respondent”), who was suspended from using the CFP® certification marks, provided sufficient evidence to obtain reinstatement.


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