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27934 – Anonymous Case History
Decision: Granted Petition
Keyword(s): Fitness; Judgment Lien
Matter Type(s): Civil Court
Decision Date: 07/18/2013
Summary: Whether a candidate for CFP® certification (“Respondent”) could be certified when CFP Board discovered Respondent’s involvement in three Internal Revenue Service (“IRS”) tax liens allegedly totaling approximately $173,000 for tax years 2007, 2008 and 2009.

28638 – Anonymous Case History
Decision: Granted Petition
Keyword(s): Fitness; Bankruptcy
Matter Type(s): Civil Court
Decision Date: 12/23/2013
Summary: Whether a candidate for CFP® certification (“Respondent”) could be certified when she filed for Chapter 7 Bankruptcy protection in 1992 (“1992 Bankruptcy”) and Chapter 13 Bankruptcy protection in 2010 (“2010 Bankruptcy”).

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