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28442 – Anonymous Case History
Decision: Denied But Allow Reapplication
Keyword(s): Misrepresentation; Fitness; Judgment Lien
Matter Type(s): Civil Court
Decision Date: 12/06/2013
Summary: Whether a candidate for CFP® certification (“Respondent”) could be certified when CFP Board discovered the following: 1) a 2005 Civil Judgment for approximately $24,000 (“2005 Judgment”) and 2) a 2008 Internal Revenue Service (“IRS”) Federal Tax Lien for approximately $58,000 (“2008 IRS Tax Lien”).

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