Compliance Resources

CFP Board has developed guidance resources to help CFP® professionals understand and comply with the Code of Ethics and Standards of Conduct.

How to Get Started: Start by reviewing the Roadmap, which is a graphic user's guide to the Code and Standards. Next, look for guidance resources that are relevant to your practice, such as (1) FAQs for answers to specific questions; (2) Case Studies for “real world” hypotheticals; (3) Checklists and Guides for help with day-to-day client interactions; and (4) videos and webinars that bring it all together. Look below for indexes to guidance documents that may help you.