Please upload documentation supporting your complaint, including, where appropriate:
- Completed Consent to Release Documents to CFP Board.
- A copy of any written contractual agreement with the CFP® professional.
- A copy of any disclosure document provided to you, which describes the CFP® professional’s forms of compensation, potential or real conflicts of interest, services provided, agency or employment relationships and the philosophy or operating methods employed.
- A copy of your Complaint and any other relevant legal pleadings/correspondence.
To upload documentation using the tool below, the documentation must be uploaded as a single document in Word or PDF format. (If you have multiple documents that cannot be combined, please send them to CFP Board by email, fax or mail.)
After you submit this complaint form, please fill out and sign the Consent to Release Documents to CFP Board form indicating your willingness to authorize relevant financial institutions to release your financial records and other relevant documents concerning this complaint to CFP Board. Failure to provide a Consent form may limit our ability to gather sufficient evidence in which to evaluate this matter. Please submit your signed Consent form by email to firstname.lastname@example.org, by fax to 202-379-2299 (no cover needed), or by mail to: CFP Board, Attn: Professional Standards, 1425 K Street NW #800, Washington, DC, 20005
Download the Consent Form