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SCHEDULE
Wednesday, August 2, 2006
9:00 - 10:00 Opening Remarks and Introductions
Karen P. Schaeffer, CFP®, Chair-Elect of CFP Board's Board of Governors
Sarah Teslik, CEO, CFP Board
10:00 - 10:45 SEC's Broker-Dealer Rule Discussion
Jo Dunlap, General Counsel, CFP Board
10:45 - 11:00 Break
11:00 - 12:00 Regulatory Issues and Policies for Financial Professionals: A Question and Answer Session
SEC Commissioner Cynthia Glassman
Sarah Teslik, CEO, CFP Board
Held jointly with Program Directors.
12:00 - 1:30 Lunch
Opening Remarks: Barton C. Francis, CFP®, Chair of CFP Board's Board of Governors
1:30 - 2:00 Free Time
2:00 - 3:00 Board of Professional Review Presentation
Tamara Monroe, Director, Professional Review, CFP Board Download Presentation
3:00 - 3:15 Break
3:15 - 4:15 Proposed Revisions to CFP Board's Ethical Standards
Jo Dunlap, General Counsel, CFP Board
Download Presentation
4:15 - 5:00 Round Table Discussion
Jina Martingano, Manager, Communications, CFP Board
   
Program Directors Conference - Thursday, August 3, 2006
Firm Meeting attendees were invited to stay in Santa Monica the day after the Firm Meeting concluded and were welcome to attend the events of the Program Directors Conference.