Public Policy

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Issue

Financial Planning Coalition Submits Statement Opposing Investment Adviser Oversight Act of 2012

Jun 06, 2012

On June 6, 2012, the Financial Planning Coalition submitted a prepared statement to the U.S. House of Representatives Committee on Financial Services, strongly opposing the Investment Adviser Oversight Act of 2012 (H.R. 4624), which would establish one or more self-regulatory organizations (SROs) for investment advisers. The Coalition reiterated its belief that SEC oversight is the appropriate and most cost-effective solution to increase adviser examinations and provide effective investor protection.

Read the Coalition’s statement (PDF, 254KB)


 

Financial Planning Coalition

CFP Board, the Financial Planning Association®, and the National Association of Personal Financial Advisors are working together as the Financial Planning Coalition to pursue consumer protection and industry reform.

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