Public Policy

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Issue

CFP Board Urges SEC to Develop Improved Disclosure Requirements

Mar 23, 2012
In a March 23, 2012 comment letter to the Securities and Exchange Commission (SEC), CFP Board urged the SEC to develop improved pre-engagement disclosure requirements, also noting that full protection requires investment advice to be provided under a uniform fiduciary standard of conduct.

Read CFP Board’s letter (PDF, 160KB)

 

Financial Planning Coalition

CFP Board, the Financial Planning Association®, and the National Association of Personal Financial Advisors are working together as the Financial Planning Coalition to pursue consumer protection and industry reform.

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