Public Policy

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Issue

Financial Planning Coalition Urges Congress to Support SEC in Establishing Fiduciary Standard of Conduct

Sep 13, 2011

On September 13, 2011, in a prepared statement for the record before the House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises, the Financial Planning Coalition urged Congress to put the interests of investors and small businesses first by supporting the SEC as it moves forward to establish a strong and uniform fiduciary standard of conduct for broker-dealers and investment advisers.

Read the Coalition’s statement (PDF, 95KB)


 

Financial Planning Coalition

CFP Board, the Financial Planning Association®, and the National Association of Personal Financial Advisors are working together as the Financial Planning Coalition to pursue consumer protection and industry reform.

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