For CFP® Professionals

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Sample Disclosure Forms

The use of the following forms is intended to help CFP® professionals meet their obligations under CFP Board’s Standards of Professional Conduct. CFP Board believes that using the forms appropriately will supply clients with:

  • Information about a CFP® professional;
  • The services being provided;
  • Any conflict of interest a CFP® professional may have; and
  • The costs to the client associated with the services being provided, which includes compensation arrangements, financial or investment product fees, or other costs related generally to transactions or advice by a CFP® professional.

Sample Disclosure Forms (PDF, 79 KB)

Form OPS (Disclosure Form for Other Professional Services) (Word document, 39 KB)

Form FPD (Disclosure Form for Financial Planning Services) (PDF, 43 KB)

Form FPDA (Written Agreement and Disclosure Form for Financial Planning Services) (PDF, 44 KB)


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