Certification Updates

  • August 30, 2010

    Financial Planning Coalition Asks SEC to Require Fiduciary Standard of Care to Protect Retail Customers

    WASHINGTON, DC, August 30, 2010 — The Financial Planning Coalition, in a letter to the Securities and Exchange Commission (SEC), is asking that the fiduciary standard of care—a key investor protection for all Americans who are investing for college, retirement and other needs—be extended to broker-dealers and other financial professionals who provide personalized investment advice to retail customers.