The Disciplinary and Ethics Commission is responsible for interpreting and applying the Code of Ethics and Professional Responsibility and Financial Planning Practice Standards to specific fact situations involving certificants and imposing, where necessary, the appropriate discipline.

2009 Members

Chair
Jack C. Harmon, CFP®
Harmon Financial Advisors Inc
Atlanta, GA

Patricia Coriden, CFP®
Central Trust & Investment Company
Columbia, MO

Yvonne Dean, CFP®
Thrivent Financial for Lutherans
Houston, TX

Robert Fleming, Esq.
Fleming & Curti, PLC
Tucson, AZ

James M. Knaus, CFP®
Global Wealth Advisors
Troy, MI

Edward Mora, CFP®, ChFC
Union Bank of California
Irvine, CA

W. Glenn Parker, CFP®, CIMA
Wychick Investment Advisors
Bend, OR

Michael Ross, CFP®
The Connection Group
Plainview, NY

Martin Siesta, CFP®
Compass Wealth Management
Maplewood, NJ