Comments Received on Exposure Draft of Proposed Revisions to CFP Board's Ethical Standards

On July 24, 2006, Certified Financial Planner Board of Standards, Inc. (CFP Board) released an Exposure Draft of proposed revisions to CFP Board's Code of Ethics and Professional Responsibility and Financial Planning Practice Standards for a 60-day public comment period, inviting interested individuals and groups to submit written comments on the proposed changes. The comment period ended on September 25, 2006.

A summary of the comments is available for review, and the comments received during that time are available for review in their entirety, organized below by last name or organization name.
 

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A Adams, Laurie Akridge, Frank Almeida, Richard American Council of Life Insurers Ameriprise Financial Services Antonioli, Valerie Ashworth, Marcus B Balliett Financial Services, Inc. Bartkus, Brian E. Beale, Christopher W. Beard, Chris Beauchamp, Mary M. Beck, Peter J. Beisse, Mark Bell, Mary M. Bengen, William P. Benton, A. Raymond, Jr. Bhandari, Nick Bizé, David (Trey) Black, Lyman K. Blackford, Jason C. Boebinger, Dean L. Bogue, Jeffrey N. Bour, Phil Branham, Michael Bray, Doug Breuel, Brian H. Brewster, C.E. Scott Brkich, Jack, III Brown, Caleb Brown, Neil A. Bruck, Eric Bruneau, Stephen L. Brunson, Randy Buchanan, Cathy Buford, Dean K. "Rocky" Burdick, Mike Burns, John J., III Burnum, Shari Butera, Robert Butler, Chris C Callahan, Robert Carlton, Brian Carney, Timothy W. Carpenter, Gordon Carr, David M. Chamberlain, Todd C. Clines, Charles Cloonan, Pat Coffman, Dallas W. Cole, Louise Marie Collins, J. Patrick, Jr. Colman, Gayle Knight and Richard Consumer Federation of America Cook, Matthew Cowles, David W. D Dahl, Mary Lynne D'Ambrosio, Nicholas Dame, Philip Dardis, John J. Daroff, Herbert K. Dauenhauer, Scott De Stefano, F. Dennis DeIeso, Peter Demming, David DeShurko, William Deyeso, John DiLiberto, A.J. Dillon, Tom Dix, Bill Doucette, Steve Dubis, Michael A. Dufault, Christopher Dunn, Blaine P. DuVarney, Craig   E Eastmond, Anthony P. Eddy, Peg Evensky, Harold   F Feight, Ted Ferdig, Sue Harford Ferrara, V. Raymond Ferris, Mark Ferriss, Nancy Atkins Fessler, Joseph F. Few, Charles F. Fischer, Michael J. Fisher, Sarah Young Flaherty, Mark O. Fleming, Barbara Folk, Karen F. Foster, Charles E., II Fouts, Mary Rae Financial Planning Association (FPA) FPA of Colorado FPA MA FPA NJ FPA of Oregon & SW Washington FPA Chapter, Ventura County FPSB - Financial Planning Standards Board, Ltd. FPSC - Financial Planners Standards Council (Canada) Fraasa, Reed C. Freedman, Debra B. Friedrichs, Lawrence H. Frymire, John Fullerton, Jean   G Gagen, Neta M. Ganos, Todd Garber, Michael Gasber, Gerald E. Gavey, John Gavrich, Susan Gay, John Gelfand, Matthew Gero, Dennis Ginty, Michael Godsave, Carol Goodman, Fredric Gordon, Ruth Grant, Linda Grealish, Kent Green, Jon Greene, Martin Griffith, Warland A., III Gustafson, Josh Guy, John   H Haddaway, Paul Haines, Charlie Haley, Robert Hall, Richard W. L. Hample, Steve Haneklau, Diane Harlow, Carol Haubrich, Michael Hausknost, Michael Heltzel, Judith Herman, Eleonore Hanson Hicks, C. Theodore, II Hill, Delano Hill, Rick Hollars, Michael Hoogstra, Craig R. Hrnicek, Robert Hughes, Bonnie Hughes, Jr. Charles Hull, Samuel Hultstrom, David   I Ingram, Dennis P. Israelov, Rhoda   J Jacobsmeyer, Scott Jacobson, Karen S. Jennings, Monica Jetton, Elizabeth Johnson, Janet Tyler Johnson, Mary Jane Johnson, Rick Johnson, Stephen D. Johnson, Steven B. Johnston, Steven Johnston, Susie Jones, Beth Jones, DeDe M. Jones, Stephen T. Jones, Troy E.   K Kang, Tracy Katz, Deena B. Kaufmann, Ben C. Kaye, Steven W. Keats, Robert F. Kibler, James King, Shannon Kinsey, Doug Kohler, Barry L. Kolash, Ronald B. Komack, Roy L. Korhonen, Elaine R. Kurtz, Martin Kyde, Greg A.

L La Patra, Andrew G. Layne, Cindy Lazzari, Carolina Minetto Lee, Bryan Lee, James T., IV Lee, Randolph Lee-Driscoll, Roberta Lefton, Milton G. Lewandowski, Chuck Lindner, Robert J. Lininger, Nancy Linnard, Carolyn Lund, Christopher A. Lyman, Dilworth Dean   M MacGillivray, Jim Maddox, Larry Magos, Alice H. Maher, Deborah Levy Marcy, Joe Margolis, Mary Marks, Thomas P. Martins, Mario Mattaini, Steven F. Mayo, Rick McAuley, Mark McAvoy, John F. McCandless, Mark J. McGee, Nancy D. McGowan, Rita Mendels, David Miller, Craig L. Miller, Rick Miller, Robert C. Miller, Troy E. Moeckel, Bill Moeller, Bob Montague, Timothy M. Morina, Mary L. Morris, Gary A. Mungall, Joanne D. Munroe, Bobbie D. Murray, Timothy T. Myers, R. E.   N Name Withheld Upon Request National Association of Personal Financial Advisors (NAPFA) Nation, Philip D. Neubauer, William R.   O O'Connor, Charles E. O'Connor, Tom Orkin, Gary L. Oxley, Keir   P Pace, Rebecca Palion, Peter T. Papadopoulos, George Park, Dennis Pasztor, James J., Jr. Pearson, Mark E. Pearson, Ronald S. Pitney, William D. Pitsch, David Pitzl, Joe Potter, R. Bruce Power, John R. (Dick) Punke, Alan R.   R Rachelson, Gerald J. Ramos, Robert T. Ramsay, Bill Redfield, LeGrand S., Jr. Reed, Nancy Reents, Steven M. Regan, Peter J. Regent Atlantic Capital, LLC Rekow, Mark W. Renchik, Laurie D. Rhoades, Ron A. Rich, Ron Richey, Cindy Ricks, Nathan J. Rigsby, Charles D. Ritter, John K. Rizzo, Frederic M. Robertson, Mark S. Robinson, Jeanne A. Robison, Corwin M., II Roork, Donald W. Rossetti, Anthony J. Rossi, Joan K. Ruccolo, Mark A.   S Saint-Laurent, Richard Sant, Steve Scannell, Timothy Schiller, Margery K. Schmith, Craig Schnelle, Keith Schultz, Kenneth P. Schwartz, Jerry Scott, Kathleen V. Securities Industry Association Seifert, James Seitzer, John D. Sheehan, Daniel D. Shumway, James Smith, James D. Smith, Timothy L. Snowdon, Michael Soares, Colleen Solomon, Neal J. Stanzak, Janet A. Stehr, James A. Steib, Robert P. Stempel, Adam Stewart, Wendell B. Stites, Arthur J. Stone, Jim Strackbein, Dorothy B. Suckstorf, Dennis A. Sullivan, John   T Taylor, Nigel B. TD Ameritrade Thomson, Joe Tobias, Benjamin A. Trott, Eileen J. Tull, Jr., Robert W.   U Ungar, Alan B.   V Vaccai-Yess, Robin Van Zutphen, Neal von der Linden, Arthur F.   W Wagner, Richard B. Waller, Laura Walton, Jon D. Ward, Terri Watkins, III, James W. Watters, Tim Weber, Chris Wegge, Jeffrey A. Weil, Curt Wershing, Stephen Whaley, Paul W. Whelan, Vincent J. White, Ivan L. Wilder, David Williams, Garth A. Williams, James F. Williamson, Burt Wilson, James E. Woodside, Lisa Worley, Grace   Y Young, Robin A.