The Disciplinary and Ethics Commission is responsible for interpreting and applying the Code of Ethics and Professional Responsibility and Financial Planning Practice Standards to specific fact situations involving certificants and imposing, where necessary, the appropriate discipline.

2007 Members

Chair
Joseph E. Little, CFP®
Park Place Financial Advisors LLC
Brattleboro, VT

Co-Chair-Elect
Harv M. J. Ames, CFP®
Ames Planning Associates, Inc.
Peterborough, NH

Co-Chair-Elect
Diana Simpson, CFP®
Fee-Only Planning Professionals
Birmingham, AL

Laura L. Addington, CFP®
Addington Financial Group
Winnsboro, TX

Patricia Coriden, CFP®
Wells Fargo
La Crosse, WI

Jack C. Harmon, CFP®
Harmon Financial Advisors Inc
Atlanta, GA

Barry L. Kohler, CFP®
BDMP Wealth Management
Portland, ME

James F. Williams, CFP®, CPA
J.F. Williams Co., Inc.
Denver, CO

Grace M. Worley, CFP®
Worley Financial Group Inc
Indianapolis, IN