The Disciplinary and Ethics Commission is responsible for interpreting and applying the Code of Ethics and Professional Responsibility and Financial Planning Practice Standards to specific fact situations involving certificants and imposing, where necessary, the appropriate discipline.

2008 Members

Chair
Daniel B. Moisand, CFP®
Spraker Fitzgerald Tamayo & Moisand
Melbourne, FL

Chair-Elect
Jack C. Harmon, CFP®
Harmon Financial Advisors Inc
Atlanta, GA

Patricia Coriden, CFP®
Wells Fargo
La Crosse, WI

Yvonne Dean, CFP®
Thrivent Financial for Lutherans
Houston, TX

V. Raymond Ferrara, CFP®
ProVise Management Group
Clearwater, FL

James M. Knaus, CFP®
Global Wealth Advisors
Troy, MI

Edward Mora, CFP®, ChFC
Union Bank of California
Irvine, CA

W. Glenn Parker, CFP®, CIMA
Wychick Investment Advisors
Bend, OR

Michael Ross, CFP®
The Connection Group
Plainview, NY